Compliance
SEC names new director of enforcement
The move comes as the SEC switches its focus to misconduct that causes the greatest harm to investors.
Navigate the complexities of SEC with CFO Brew. Discover expert guidance on Regulators & Enforcement Agencies and financial reporting requirements.
The move comes as the SEC switches its focus to misconduct that causes the greatest harm to investors.
Former SEC Chair Gary Gensler oversaw 93% of FY ’25 actions, according to Cornerstone Research and NYU Law.
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